$45 Million Sale of Broker-Dealer

Investacorp, Inc.

Representation of Investacorp, Inc., a privately held FINRA broker-dealer, and its affiliated registered investment advisor, in the sale of all capital stock to Ladenburg Thalmann Financial Services Inc. (AMEX: LTS) for an aggregate purchase price of over $45 million. We handled all aspects of the transaction, including tax, regulatory, overall structuring, and ancillary agreements and documents, as well as the preparation, negotiation, and documentation of the stock purchase agreement. We also represented the CEO regarding his continuing employment arrangement and related stock options. The transaction was complicated by the multitude of regulations applicable to the three lines of businesses in which Investacorp's nine subsidiary companies are involved.

Assisted owner of an online wholesale promotional products company in the sale of the company to a private equity firm, paid for in cash and rollover equity. We negotiated the sale price, purchase agreement, and related disclosure schedules, and negotiated employment agreements for the client and tw...
Representation of a group of hospital-based anesthesiologists in the $54 million sale of their practice to a major national healthcare company, including the negotiation of related long-term employment and non-competition agreements as part of the transaction.
Outside general counsel to All American Semiconductor, Inc., a former NASDAQ National Market company in the semiconductor distribution business. As part of our representation, we advised All American in several acquisitions of semiconductor distribution businesses throughout the United States.