Counsel to Hedge Funds Manager Regarding SEC Registration

Manager of Family of Hedge Funds
Representation of manager of multibillion-dollar family of hedge funds in connection with SEC Registration and ongoing regulatory advice. Involved drafting of Form ADV and periodic updates to same.
Related Practices
Representation of a registered investment adviser in the formation, documentation, tax structuring and closings of an affiliated open-ended fund (hedge fund) to directly or indirectly invest in real estate-related debt. Assisted with all security laws compliance issues related to the private placeme...
Representation of hedge fund in the structuring of a Regulation D private placement hedge fund offering seeking to raise between $50 million and $100 million. Advised on the related corporate and securities issues for the limited partnership. The pooled investment vehicle primarily focused on making...
Representation of a private investment group in negotiation of the client's investment in a convertible promissory note issued by an online retailer representing a seed stage investment. The terms of the note included a conversion feature, whereby the note converted to equity in connection with the ...